what you get here

This is not a blog which opines on current events. It rather uses incidents, books (old and new), links and papers to muse about our social endeavours.
So old posts are as good as new! And lots of useful links!

The Bucegi mountains - the range I see from the front balcony of my mountain house - are almost 120 kms from Bucharest and cannot normally be seen from the capital but some extraordinary weather conditions allowed this pic to be taken from the top of the Intercontinental Hotel in late Feb 2020

Saturday, October 16, 2021

A Little Bit of History

I’m always fascinated by the ebb and flow of fashionable ideas as represented in best-seller lists. And have just been rereading Charles Handy’s The Hungry Spirit – beyond capitalism, a quest for purpose in the modern world – which took some courage to publish in 1997.

This, after all, was Britain’s top management thinker (if not guru) daring to suggest that there was something morally questionable about the economic system - which was then in triumphalist mood after the fall of the Berlin Wall and the subsequent implosion of the Soviet Empire 2 years later.

It’s true that the World Bank, for example, had started, with its World Development Report of that same year, to row back the strong anti-State stance it had taken just a few years earlier.

And Handy had impeccable credentials – he had worked for almost two decades years for the oil giant BP. And then moved to help set up the UK’s first School of Management – to prepare for which he took a year out to follow the Master’s programme at the prestigious Sloane School of Management at MIT in the US. Even during this time, he was starting to notice some problems in management practice which were brilliantly dissected in a later book by two highly experienced US managers called “The Puritan Gift 

I thought it would be useful to try to situate “The Hungry Spirit in the wider context of “best-sellers” of the period. Was its dissenting tone noticed? How did it compare with other management writers such as Stephen Covey and Robert Quinn who also had strong ethical concerns?

Interestingly, the very next year Handy was one of the lead contributors in Rethinking the Future  ed Rowan Gibson (1998) which included chapters from such leaders of management thought as Warren Bennis, Stephen Covey, John Naisbitt, Peter Senge and Lester Thurow – the last of whom had indeed just published “The Future of Capitalism

At the end of the day, I have to wonder, what impact did such writing actually have? Most of us – after the scandalous immorality of the 2001 Enron scandal followed by the global financial meltdown of 2008 – have become deeply sceptical of the possibilities of reform from within   

I was impressed with what I picked up from my reread of “The Hungry Spirit” – particularly with Handy’s ability to put complex notions into simple words; and to integrate important ideas naturally into the flow of the text.

The book has three sections – the first (“Creaking Capitalism”) deals with the limits of markets; when efficiency is ineffective; and what its good at.

The Second section focuses on the individual (“A Life of our Own”), starting with an analysis of “the age of personal sovereignty” and what he calls “proper selfishness”, exploring the search for meaning and ending with the argument that “I needs to be “we” to be “I”!.

The final section (“The Search for a Decent Society”) follows those – like David Korten, Paul Hirst, Will Hutton, John Kay, Paul Collier, Frederic Laloux and Colin Mayer – who have argued for a “stakeholder” (or more German) concept of the firm

One of the few criticisms I’ve come across of Charles Handy is here. 

As it happens, I keep a (running and annotated) bibliography about the global economic crisis in the annex of one of my draft books which starts in the 1970s; is reasonably up to date; and currently identifies almost 200 books. That may sound a lot but that’s only about 4 a year – which means I have been a bit selective! To make it easier, I’ve focused on the period between 1995 and 2003.

It gives a fascinating picture – although I’ve noticed it doesn’t cover the books directly aimed at business leaders! 

I’ll be interested in what my readers make of it. One of the questions I’m certainly left with is that all this critical writing and exhortation doesn’t seem to have had much effect. 

Key Texts for 1995-2003

- When Corporations Rule the World; David Korten (1995) the definitive critique of the modern American company which can be read in full here.

- “Everything for Sale – the virtues and limits of markets” – Robert Kuttner (1996)

- Short Circuit – strengthening local economies in an unstable world” - Ronald Douthwaite (1996). Very practical – but also inspirational….25 years on, it hasn’t really been bettered

- “The Future of Capitalism – how today’s economic forced shape tomorrow’s world” – Lester Thurow (1996). Thurow is another of these rare characters who can sniff changes in the wind

- The Hungry Spirit – beyond capitalism, a quest for purpose in the modern world; Charles Handy (1997) An honest man, famed as a management guru, expresses his moral outrage at the contemporary system

- Political Economy of Modern Capitalism – mapping convergence and diversity ed Colin Crouch and Wolfgang Streeck (1997) an elegant, if academic, treatment of the varieties and commonalities of the beast covering all European countries and the USA – with contributions not only from the editors but Philip Cerny, Ronald Dore, Susan Strange. One of the most serious collections

- Stakeholder Capitalism; ed Kelly and A Gamble (1997). For a brief moment in the mid 90s, the concept of “stakeholding” caught the imagination of UK leftists before Tony Blair slammed the door shut on it.

- From Statism to Pluralism – democracy, civil society and global politics; Paul Hirst (1997) One of the most articulate exponents of the idea of stakeholding 

- From Mondragon to America: Experiments in Community Economic Development; Greg MacLeod (1997). A rare and very useful-looking exposition.

- The Ownership Solution- toward a shared capitalism for the 21st Century; Jeff Gates (1998) This is an important book of almost 400 pages which, sadly, gets forgotten because its analysis and message is a moderate one. It satisfies neither the extremes of the left nor of the right

- The Trouble With Capitalism – An Enquiry into the Causes of Global Economic Failure; Harry Shutt (1998) A wide-ranging book to help the general reader put contemporary events in a proper historical context - and to challenge what Shutt calls the “organised indifference” which ruling interests try to encourage

- Natural Capitalism – the next industrial revolution; Paul Hawken (1999). A persuasive vision of how green technology could revitalize capitalism….

- The cancer stages of capitalism; John Mc Murtry (1999). A much darker vision….. 

- “The Lugano Report: On Preserving Capitalism in the Twenty-first Century” – Susan George (1999). A satirical piece which forces us to think where present forces are taking us….

- The Great Disruption – human nature and the reconstitution of social order; Francis Fukuyama (1999) An important book which passed me by until recently – it is a critique of the loosening of our social fabric since 1965…..

- Economics and Utopia – why the learning economy is not the end of history; Geoff Hodgson (1999) a clear and tough analysis by a top-class economic historian of why socialism lost its way – and exploration of what it will take for it to restore its energies. Not an easy read!    

- CyberMarx – cyles and circuits of struggle in high technology capitalism; Nick Dyer-Witheford (1999). It may be a PhD thesis – but it’s a great read…..

- The New Spirit of Capitalism; L Boltanski and E Chiapello (1999). Surprising that others have not attempted this critical analysis of managerial texts since they tell us so much about the Zeitgeist…..these are mainly French (and a bit turgid)….The only similar analyses I know are a couple of treatments of managerial gurus by Brits….

- Capitalism and its Economics – a critical History; Douglas Dowd (2000) Very readable bit of economic history – from the 18th century

- Anti-capitalism – theory and practice; Chris Harman (2000) A Trotskyist take….

- Debunking Economics; Steve Keen (2001) a fantastic and systematic taking apart of economists’ pretentious waffle – the first really to challenge the basic structure of economics

- Questions of Business Life; Higginson (2002) A fascinating summary of the various critiques of the economic system written for business leaders by the Dean of a seminary which organised  seminars for them….

Globalisation and its Discontents; Joseph Stiglitz (2002) is one of the best of its time on the subject - exposing the emptiness of economics orthodoxy….

- The Soul of Capitalism – opening paths to a moral economy; William Greider (2003) covers cooperatives and other options…

Wednesday, October 13, 2021

Charles Handy - part II

When you get to my age, the urge to look back and take stock is fairly irresistible – what, you ask, has life been for?

David Brooks (in The Road to Character) identified two very different ways we answer that question – what he called “CV and eulogy values” respectively. The latter, the more thoughtful, evoked the values we would like to be remembered for - rather than the more partial CV stance we push at prospective employers….Few writers have given such a profound set of answers to this question than Charles Handy whose dozen or so books – many with “confessional” aspects - are constantly touching on the issue. The last post focused on a 2007 memoir of his which I had pulled out a few days ago from the great library I have in my Transylvanian mountain house.

Thanks to the Internet Archive website, I’m reading a Handy book I’ve never before had the chance to explore - Beyond Certainty – the changing world of organisations, a collection of essays he produced in the late 1980s containing the germs of “The Age of Unreason” (1989) and “The Empty Raincoat – making sense of the future” (1994) 

What exactly is it in Handy’s writing which has so captivated me since I first came across his “Understanding Organisations” almost 50 years ago??

·       Is it his blunt honesty?

·       The elegant and unassuming nature of the uncertainties he expresses?

·       The accidental nature of the life he describes?

·       The turning points he so vividly describes?

·       The clarity and almost spiritual quality of the writing? 

Of course, we are all different in the way we respond to writing – and so much therefore depends on what we grew up on. I’m of the generation raised on the likes of Bertrand Russell, Aldous Huxley, Reinhold Niebuhr, Arthur Koestler and EH Carr - with authors such as Ernst Schumacher, Robert Fisk, David Korten and even George Orwell appearing somewhat later

Looking now at Handy’s life, it suddenly becomes very clear to me that the reason his writing makes such an impact is that he was somehow motivated to change his career every decade or so - and therefore falls into the category of those who have crossed critical boundaries and who, as a result, have this capacity to see the world differently from the rest of us.

The boundaries I’m referring to may be geographical, intellectual or class – but somehow, when individuals cross them, they find themselves so profoundly challenged that they both make new connections in their thinking and express themselves with such clarity – perhaps because they have become more sensitive to the complexities of language. It’s the spark of originality 

That’s perhaps why he has the rare knack of anticipating the future – somehow he’s able to peer into the tea-leaves and help us make sense of the new worlds are emerging and to do so in the most crystal-clear and elegant of language. He did this first in The Future of Work (1984) when he coined the phrase “portfolio work” to describe how our careers in future would be a mixture of time-limited projects and also invented (in "The Age of Unreason” 1989) the phrase “shamrock organisations” to describe the form the organisations of the future would take – the (small number) of core workers; those on contract; and part-time workers. His books have had an increasingly chatty approach – helped probably by his experience of doing a lot of “Thought for the Day” pieces for the BBC which taught him, he says, to compress his thoughts into 450 words or so. For a very graceful assessment of Handy’s role and significance see this article 

He’s reached the advanced age of 88 – and I was delighted to discover that he produced what may well be his last book 21 Letters on Life and its Challenges which takes the format of short epistles for his grandchildren - summing up what he feels he’s learned about life. It’s such a delightful read that, for my own benefit, I made a note of the main points of each of the chapters – which you’ll find in the hyperlink in the title above. 

Chapter Title 

 Key Points

Things Will Be Different

 

List of some key words whose meanings have changed dramatically in a lifetime (“chip used to be piece of wood or fried potato”) and the scale of change in that period – not least work. We are now “Creatives, Carers or Custodians”

The Human Imperative 

But the really big issues and questions don’t change.

“Trust but verify”

Life’s Biggest Question

 

Emerson’s advice – “To laugh often and much; to win the respect of intelligent people and the affection of children; to earn the appreciation of honest critics and endure the betrayal of false friends; to appreciate beauty; to find the best in others; to leave the world a bit better, whether by a healthy child, a garden patch, or a redeemed social condition; to know that even one life has breathed easier because you have lived, this is to have succeeded

Doing the best you can with what you’re best at

God or What?

 

In the new diversity, can we tell right from wrong?

Aristotle has twelve virtues: 

1) Courage – bravery and the willingness to stand up for what you think is right;

2) Temperance – self-control and restraint; 

3) Liberality – kindness, charity and generosity; 

4) Magnificence – radiance, joie de vivre; 

5) Pride – satisfaction in achievement; 

6) Honour – respect, reverence, admiration; 

7) Good Temper – equanimity, level-headedness; 

8) Friendliness – conviviality and sociability; 

 9) Truthfulness – straightforwardness, frankness and candour; 

10) Wit – sense of humour; 

11) Friendship – camaraderie and companionship; 

12) Justice – impartiality and fairness

Everyone Can Be Wrong 

Closed and open answers; Galileo and Copernicus; Handy’s portfolio/clover idea – and the initial reaction against it

Curiosity Does not Kill the Cat

Travel with curiousity in your backpack

How Clever Are You?

 

Different ideas on the subject (Howard Gardiner). Schools have a strange notion

“I keep six honest serving-men

(They taught me all I knew);

Their names are What and Why and When

And How and Where and Who” (Kipling).

Life Is a Marathon not a Horse Race

Defects of competition; Be your own master

Who You Are Matters more than What You Do

His wife photographs subjects with 5 objects to illustrate their different identities. 

Idea of “street wisdom”

Keep It Small

 

Edmund Burke’s “small platoons” Robin Dunbar’s organisations of no more than 150 and key groups of 5, 15 and 45. Federal systems best

You Are not a Human Resource

Pity Drucker used the management word – “work should be organised; things managed and people led”

You and Society

 

Complicated letter – suggesting we have excessive regulations; that rep democracy should be upheld

Life’s Changing Curves 

We should start afresh before we are forced to

Enough Is as Good as a Feast

The Bushmen had a 15 hour week – then money poisoned everything (Rousseau)

Handy separate NEEDS from WANTS (concept of free work)

It’s the Economy, Stupid 

His father’s “stipend”; His wife’ separation of “investment” from “consumption” “Money and fulfilment are uneasy bedfellows”

‘We’ Beats ‘I’ all the Time

If there is a common purpose; Never take friendship for granted

When Two Become One

He confesses to selfishness in how he treated his wife

What You Can’t Count Matters More Than What You Can

“McNamara fallacy” means that much of life gets pushed into 3rd or 4th place.. eg love, hope, kindness, courage, honesty and loyalty

The Last Quarter 

future generations can look forward to last 25 years of their life being free of financial worried

You Are Unique

We have 3-5 identities

My Last Words 

What he recommends for his grandchildren - Learn a foreign language, a musical instrument, a sport (individual better); write a diary and fall in love

 Some Videos

There are all too few videos of the man. But this is one which starts with an appreciation of Peter Drucker and then makes some great points including the importance of listening to what people say – not least oneself!

And then a more recent one whose sub-titles valiantly try but completely fail to catch what his faint Irish brogue is actually saying.

Tuesday, October 12, 2021

A Salute to exemplary writing

Charles Handy has been one of the few writers who has really touched and inspired me on my journey of the past 40 odd years. The first book of his I became aware of was “Understanding Organisations” (1976) - written after 5 years’ experience of helping establish the country’s first business school and was indeed one of the few books on management available in Britain at the time. When the huge new Strathclyde Region set up a small group to review its departmental structure, the Chief Executive gave us a Peter Drucker paperback to give u.s ideas – it was the only paperback on the subject available….  

Handy’s “Understanding Organisations” came a year later and was written for the practising executive – management “students” didn’t exist then! Unlike the humility and moral power in Handy’s writing, technical smartness and artifice are the basic features of most management books. His next book - “Gods of Management” (1978) was a shorter one which told the story of the 4 types of organisational culture. It was a superb read and was reflected in presentations I subsequently did in Central Asia in the early 2000s to help officials set the “one-man management” principle they were familiar with against alternative systems…. 

I have just been rereading his little autobiography - Myself – and other more important matters which is so delightful and thought-provoking and has such a superb review here by someone who knew him that I thought I would reproduce it in its entirety 

If we have any British management gurus, Charles Handy must head the list, although he doesn’t really like being called a guru. This book is the nearest we shall get to his autobiography, including, as it does, much of his understanding of key management issues. He describes himself as a social philosopher, weighing up the social implications of management and employment matters. We also meet him in this book as a humble person, who, while knowing that he has something to offer, doesn’t “think of himself more highly than he should”.

As well as many insights into a life well lived, there is much food for thought here about life/work balance, about career paths which emerge rather than get chosen, about how experience teaches us, about the purpose of a business, about the way in which our identity is shaped and success is defined. 

Career philosophy

Charles Handy traces his career from early life in an Irish Anglican vicarage, to classical scholar at Cambridge, to Shell executive struggling in the jungles of Borneo, to business school professor, to public figure and broadcaster, traveller and world circuit lecturer. But as in most careers there is a great deal of the unplanned and unexpected in it. We also meet some of the non-public Charles Handy and see him wrestling with personal dilemmas and the implications that we all have different personae, depending on the circumstances of time and place. What is identity? Do we remain the same person throughout our lives? For example, was he the same person at work as the one his family knew at home? 

One of the problems of being a manager is that you may be required to try to change what a person really is to what the company or institution wants. For this reason Handy inclines to the view that we should not mix friendship and work zones. Also personality tests, while not devoid of meaning, should be treated with some reserve, because we do change through life and we are usually a mix depending on situations which arise. As he reflects on his experiences, Handy sees that his genetic inheritance did not determine his actions and that if you care passionately about something you discover elements within yourself which you didn’t realise were there and which get filled out under the pressure of experience. The influence of his wife, Elizabeth, herself a professional photographer, is credited with making him more of a “connector” and “salesperson” than he would otherwise have been.

One could say that Handy believes that success does not come from knowing where you want to go. Rather by action, experimentation, questioning and re-acting we discover who and what we are.  This might help us to a sense of reality when we read these “how to” books that give a clear guide on how to plan and implement your career. He doubts whether even now he really knows who he is; he quotes T.S.Eliot “The end of all our exploring will be to arrive where we started and to know the place for the first time.” 

Early development

Charles Handy looks at the various stages of his life in terms of their relevance to making him what he became and, indeed, what he is. He grew up in an Irish society where there was little social mixing between Catholics and Protestants, though there was little overt hostility in his early experience. His family, whose forebears had lived in Ireland for 300 years,  was part of the Anglo-Irish community which has now largely vanished from the Republic of Ireland.  Regardless of the religious divide, and in spite of an upbringing which deeply respected the British monarchy, he never ceased to feel Irish; after 40 years in England, Handy does not really know whether he is English or Irish in his inner self, though temperamentally, he says, he lacks the Irish gregariousness.

Ireland as the fourth richest country in the world by per capita income has moved on, economically and culturally since he left, but he regrets that many aspects of life which had an Irish charm have diminished. He muses on the mixed blessing which globalisation brings and wonders whether the seductions of consumerism and the pulling apart of old communities have been for the best. He speaks of a seminar he and his wife ran in Dublin where participants expressed regret that good features, like the friendliness, the sense of timelessness, the easy-going life with the family as the centre, had gone, as well as the factors that were not so good like extremes of poverty, false religiosity and island mentality. In all this, Handy is looking back from where he is now; not at what he would have perceived as he was growing up.

So also in relation to his education; he went to Oxford as a classicist, having attained good pre-university Latin and Greek, by a series of fortuitous circumstances rather than by design. Frequently he refers back to his university experience as he sees its effect on his career. He quickly realised that he was being exposed to a different form of education from anything he had previously met. In his first week, his tutor asked him to prepare an essay on “What is Truth?” – this initiated him into a different intellectual world.

Languages per se did not attract him, but they opened the doors to the study of the great philosophers such as Plato, Socrates and Aristotle. He was learning to think rigorously and rationally. Plato left him with the awareness that so much of what we think of as reality is but our perception of reality. In later years he found this a valuable understanding in the teaching of management. (Perhaps this is why business schools like Dartmouth and Aspen have included in their programmes a course for managers and their spouses on the great thinkers of all ages.) Handy learnt that the world was not a simple place; he became a habitual sceptic or at least a thoughtful person. 

The Greek philosophers anticipated many of our current problems; Socrates probed underlying assumptions. Handy finds that using a series of “Why? questions” often gets to the heart of a matter. Aristotle’s Golden Mean – not too much or too little of anything – has influenced his choices in life, which have not been to be as rich as possible. Aristotle had a lot to say about eudaimonia, a Greek word, often translated as happiness, but which really means doing your best with what you are best at, which, with its ethical undertone, is more profound than “optimising your core competences”.

Handy muses on his time at university, that education is not passing on to the new generation what has worked in the past; it is not a matter of merely memorising the great minds of the past and regurgitating the results at exam time. He learnt the value of talking in learning, quoting an Irish saying, “How do I know what I think until I hear what I say?” He looks back on university as a time of learning to think cogently and coherently and applying the reasoning to all aspects of life. “The proof of the educational pudding is in much later life.” 

Handy’s early business career

He wanted to see the world and have a wide range of experience and got a job with Shell whose interviewer told him “You have a well trained, but empty mind; we’ll fill it with useful knowledge”.  There followed two 3-year tours of duty as an executive in South East Asia, beginning as an economist in Singapore, where he got himself started by reading a little book Teach Yourself Economics. Quite soon he was subjected to development by immersion – “throw them in and they will have to learn to swim”. His main activity was in Borneo, devoid of roads and Western amenities, where travel was mainly by alligator infested rivers and where he had just one expatriate assistant to help him administer a vast area of oil activity. 

It was no good merely working by the manuals. You learnt as you went along, especially by mistakes. It was obvious that “warehoused learning” wasn’t going to be of much use. Getting the right people was the most significant road to success. He was not really happy with the Borneo experience; it did not give him the outlet for his personality that he needed. There was scope for making mistakes from which you could learn if you were honest in your subsequent reflection; this remained valuable for the rest of his life. But a career with a big multinational was not for him.

He came back to London where he was given a non-job, which taught him that to be under-loaded can be more destructive than over-loaded. He had no positive responsibility, but plenty of negative responsibility. He could stop things happening, and from this he learned to understand why people lacking positive responsibility could be obstructive, such as the official who refuses a planning application without reason, or the airline employee who closes the gate just as you are rushing up, the waiter who ignores you and so on. For some, it is the only way they can create meaning in what they do. 

Handy was then transferred to the Shell Management Training College and felt he had found his vocation in preparing managers for their next assignments. But in a short time he was required to leave that and prepare to go to Liberia. So he sat down and wrote his letter of resignation, not knowing what would happen and after only a year or so of married life. Elizabeth, his wife, receives frequent mention in the book. They have been real partners who complemented each other. Her drive and skill as a connector with people has been a major contribution to his own success. 

The turning point

Behind the scenes, someone who had been observing him in Shell initiated a situation as a result of which in 1965 he was offered a post at the new London Business School, which led to a full professorship, without all the normal procedures. He became responsible for the Sloan Management Programme in collaboration with the Massachusetts Institute of Technology (MIT), in the development of which he spent a year in the USA and found himself enlivened by the flexibility and energy he experienced there – an attitude that the future is ours to create and that initiative should be encouraged, that anything is possible if you care enough. 

The move to London Business School was the turning point in his life which ultimately led to the Charles Handy we know. He comments on the way in which people can influence your path in life and reflects on the opportunity that the work he was then embarking on gave scope to influence others. He talks, from the receiving end, of the chance remark which can have momentous consequences, helping people to believe in themselves. In contrast, he recalls cases where some managers seemed to think that if they were not actively and negatively criticising people that should be enough to indicate satisfaction with performance. He advocates the sowing of seeds in the right quarters which can create opportunity for people to progress; also seeds can be sown in their own minds which can lead to personal development and seeing the right openings.

Whilst he enjoyed and valued his year at MIT, he subsequently realised that, in one sense, he had no real need to have gone. Most of the value of his learning experience lay in the fact that what he knew intuitively and implicitly became explicit and useable. (I found myself very responsive to Handy’s thought here. When teaching I often say to the participants that I will not tell them anything they don’t already know – only they don’t know they know it.)

At MIT and in his work at London Business School, Charles Handy learnt to see management as a practical art, rather than as an applied science. It requires ingenuity, imagination and character. Beyond analytical skill it requires insight; concepts emerge from experience rather then preceding it. He humorously suggests that the MBA programme ought often to be called “Master of Business Analysis”, for this is what the daily working on case studies at many business schools leads to. Like Henry Mintzberg,  Handy emphasises that learning about management should take place in tandem with practical experience – a kind of apprenticeship process.

Consultancy and banking firms tend to value the analytical skills, but if you are a practical manager, you require people skills, perseverance, courage, an ethical stance, self-knowledge – a range of awareness encapsulated nowadays under the term “emotional intelligence”. The teaching at London Business School in its early stages was not based on this perception, but Charles Handy tried to introduce ethical awareness by the study of the Greek classic Antigone, where the main character was torn asunder by a clash of loyalties. After a trial run he had to drop it. 

This concern to emphasise practical management led in 1981 to his involvement in the Open University programme "The Effective Manager". He wrote much of the home study text and was able to marry classroom material to the realities which the students would be facing in their daily work life. They were earning while learning. The programme developed into the Open University MBA programme which now has some 3000 students, more than any other business school in Europe. (Perhaps I might be allowed a comment that the Ashridge MBA programmes and its consultancy services share the Handy philosophy and even earned a pat on the back from Mintzberg.)

This experience of business school teaching in 1987 led to Charles Handy’s role as chairing the production of the report The Making of Managers, in which he proposed a two-part MBA programme, the first, in the classroom on the language of management, and the second, part-time and related to current experience and involving mentors from the participants’ organisations. It did not catch on immediately, but its influence is perhaps seen in the later proliferation of part time programmes for working executives. 

A new direction

We have jumped ahead and have to return to a sad, yet transforming experience in Charles’ life. His father, a 74 year old retired vicar in the Church of Ireland (Anglican), died unexpectedly. People from all over Ireland flocked to the funeral, a testimony to a quiet but deeply concerned life to which many owed much. Handy saw into the depths of purpose and meaning in life and resolved to do something more meaningful than climbing career ladders.

He consulted two bishops as to his prospects of entering the priesthood. They felt the rough and tumble of parish life would not suit him, even if he might make a good bishop ultimately. However they knew that there was a vacancy coming up as warden of St George’s House, Windsor Castle. This is a “college” within the grounds of the castle, just by the beautiful St George’s Chapel, where some surplus accommodation was taken over to enable training courses for the clergy to be run and where, also, especially at weekends, what were called “consultations” took place. 

The consultations gathered together people from all walks of life, who might have a contribution to make to working through the social dilemmas of our time. (I was privileged to attend a number of them under the wardenship of Charles Handy’s successors. They are unforgettable, mind-stretching occasions in unique surroundings. The ideas shared are usually summarised to contribute to the literature of the particular theme.) Out of these consultations grew the writing of Charles Handy on the Future of Work. The little summary of the consultations on that theme is still the best piece of writing on the topic, which he has developed further in works like "The Age of Unreason" and "The Empty Raincoat". 

Particularly he has popularised the idea of a portfolio life. The four components of the portfolio life are “paid work” (fee or waged work), “gift work” (voluntary), “study work” and “home work”. These may operate simultaneously. An associated concept is that at different stages of life one may be a core employee of a company, a contracted specialist, a part time worker or freelance. No longer is work a matter of a lifetime of 40 years or more with one firm. Rather there is the freedom to move through a variety of work experiences without having to be subject to the lifelong discipline of being a fulltime employee. And with this approach is the opportunity to go on sharing, even into old age, any wisdom one has acquired. 

In taking on the work at St George’s, Handy dropped his salary considerably and had to watch the pennies, yet felt that in other ways he was enriched and a wider world was opened to him by which he has been led into paths he could never have sat down and planned. He was uplifted by the spiritual elements of the experience of being associated with the royal chapel, with its contrasts between the pomp of human prowess and the humility of service. He is what he calls a cultural Christian; not strong on the formal doctrines, though powerfully affected by the underlying significance of the Biblical stories, finding in the spiritual experience of St George’s a peace and sense of values which will always be with him and which is reflected in the regular talks he has given for the BBC on the Thought for the Day programme. (Some of these are gathered together in a little book Thoughts for the Day.)

The search for deeper meaning which was prompted by his father’s death took a step forward when he felt he ought to apply the principles of the portfolio life to himself. So when his stint at Windsor ended he did not seek formal employment but decided to become a freelance, no longer imprisoned by organisational life, but ready to follow the path as it emerged. 

Living the portfolio life

There was considerable risk involved in going freelance. He was a successful author, though not all his works sold well, and now there would be no monthly cheque coming in. With the full support of his wife, the next phase of life’s adventure started for him and them.  We have already referred to some of his activities in the early part of his new life – with the Open University and “The Making of Managers”. But for the first few years there was also some anxiety about whether the income would be there to pay the bills. Activities like being the chair of the Royal Society of Arts would not have sufficed, though they were good for his image. (A thought he would not have welcomed, feeling uneasy about self promotion; his wife became his agent eventually and she had fewer inhibitions about ensuring that some of his value was recognised in a practical way.)

However, had he allowed the risks to dominate his thinking he would have been the poorer and so would all of us who have been influenced by his writings. But one is glad that he shares in this book the difficulties of ensuring a roof over their heads, ensuring that cash was coming in and taking care of the education of two teenage children. He did a lot of lecturing. Indeed it was in this period this author first met him at Ashridge and saw for ourselves the humility of a man whose fame was spreading. He discovered during this period that if you “care deeply about what you are doing, then nothing else matters too much”.

In time, he and his wife achieved a good measure of professional stability. How they have organised their portfolio lives makes fascinating reading. He undertook world lecture tours on which she joined him, and they rationed them to enable them to gain pleasure and experience from them, which was of greater value to life than accepting all the offers he received and the money that would have gone with them. They also planned how many days they would work on their two professions and on how many they could enjoy their freedom, with an allocation for voluntary work. They worked separately, yet with a deep interest in what the other was doing. He also became an accomplished cook. 

Their experiences of living within their means, particularly in the early days of the freelance phase, also caused him to reflect upon how the consumer society is not satisfied with enough, but is always seeking more and more. It is said that the goods on offer add to your power of choice. But what is the value of such a bewildering range of choices in the absence of a criterion of choice? They simply add stress. Handy refers to Adam Smith’s view that while economic growth was obviously a good thing, making life easier for everyone, too much of it for too long would result in a surfeit of unnecessary things. But Handy, as a social philosopher, also asks whether we have the right to determine for others what is necessary and what merely clutters up the streets with discarded packaging. He also recognises that all these luxuries create work for others. So he gets us questioning rather than providing unambiguous answers. 

Thoughts on capitalism

His experiences linked with his social philosopher role led him into some thoughts on capitalism (more fully dealt with in his book The Hungry Spirit). At one stage by a variety of circumstances he and his wife found themselves the owners of three homes, which made him feel guilty. He felt that the business culture may have become distorted. He evinces reservations about the American culture “that argued that the market was king, that the shareholder always had priority, that business was the key engine of progress, and that, as such, its needs should prevail in all policy decisions.” He considers that what is called for is to retain the energy of capitalism without its flaws.

Shareholders tend not to be owners in the sense of taking a pride in their property; more often they are just investors or even punters. They are there for the money. But if money is the purpose of business activity, it is like living to eat instead of eating to live. “The purpose of a business is not to make a profit, full stop. It is to make a profit in order to enable it to do something more or better. What that something is, becomes the real justification for the existence of the business.” He quotes a speech by the head of a large MNC, stressing that all the stakeholders benefit from a profitable business. Handy agrees, so long as the benefits are fairly balanced. 

In his concluding remarks Handy looks back over his life experiences and asks questions such as why do we need such big organisations when most of us don’t relish working in them. While he approves of the open market, carefully regulated, as a means of making the world a better place, he regrets that the phrase about making the world a better place is often missing from the capitalist narrative. Capitalism too often takes selfishness to be its driving force, where dog eats dog. Yet he believes that there is an altruistic gene in most of us. Why then when reporting their yearly results do companies tend to report the results just for themselves, rather than including the results for the customers or the world at large? 

We can let him sum up his social philosophy:

"I believe that organisations are, in a broad sense, the servants of society. They exist to provide us with the things and services we need or want. We rely on them to do so efficiently and effectively. Ideally, their interests and ours should coincide, but they will prosper most if they define their purpose as something bigger than themselves". 

Thursday, October 7, 2021

Whatever happened to Rationality?

I was deeply affected by the “rationalistic turn” in the social sciences which coincided with my University days from 1960-64. My initial field of study had been modern languages simply because I had been good in school at French and German but I was soon seduced by economics and politics and duly switched in my final two Honours years to those subjects 

It’s only recently that some books have started to appear pointing to just how much military funding and the Cold War had contributed to the new focus of the social sciences on rationality. Robert McNamara best embodied the spirit of calculation first in the Ford Company, then in the US Department of Defence – where he introduced the idea of PPBS during the Vietnam war - and finally in the World Bank

But it was to be a decade later before I got properly into the works of people such as Herbert Simon, Etzioni, Lindblom and Wildavsky and indeed I studied them closely only in the 1980s as part of the UK’s first MSc course in Policy Analysis with Lewis Gunn in which I enrolled in the early 1980s

And it was 1992 before I came across “Voltaire’s Bastards – the dictatorship of Reason in the Western World” which I barely understood but loved - and was to be an early warning shot across the bows of the technocrats in what has, since the onslaught of populism in the past 5 years, become a continuous salvo. 

So it’s about time we sought some clarity - and perhaps balance – in this fraught debate about rationality and The Enlightenment. Particularly because the latest knight to present himself in the lists - in all his shining armour – is none other than Steven Pinker, the Panglossian Optimist and author of Enlightenment Now who has a new book called “Rationality – what it is, why it seems scarce, why it matters” with the embedded discussion thread being fairly useful. 

I sense, however, that getting through the bibliography below is going to be a long haul – so let me just flag the key reading up and we’ll see how it goes 

Background Reading

Crisis of expertise CEU 2021 syllabus A fascinating outline of a recent course run by the Central European University

The Dialectic of Enlightenment; by Horkheimer and Adorno (1947) It was these German emigrees of the 1930s who brought to America the critique of the enlightenment which arguably sparked the recent right-wing backlash. Ironic that they did so at a time when scientism was taking off with a vengeance!

The Origins of American Social Science Dorothy Ross (1990) Focusing on the disciplines of economics, sociology, political science, and history, this book examines how American social science came to model itself on natural science and liberal politics. Professor Ross argues that American social science receives its distinctive stamp from the ideology of American exceptionalism, the idea that America occupies an exceptional place in history, based on her republican government and wide economic opportunity. Under the influence of this national self-conception, Americans believed that their history was set on a millennial course, exempted from historical change and from the mass poverty and class conflict of Europe. Before the Civil War, this vision of American exceptionalism drew social scientists into the national effort to stay the hand of time. Not until after the Civil War did industrialization force Americans to confront the idea and reality of historical change. The social science disciplines had their origin in that crisis and their development is a story of efforts to evade and tame historical transformation in the interest of exceptionalist ideals. This is the first book to look broadly at American social science in its historical context and to demonstrate the central importance of the national ideology of American exceptionalism to the development of the social sciences and to American social thought generally. 

Reclaiming the Enlightenment – toward a politics of radical engagement by Stephen Eric Bronner (2004) The start of the left’s comeback 

Shaky Foundations – the politics-social science nexus in post-war america Mark Solovey (2013) embraced a strategy that rested on two key commitments, to scientism and to social engineering. The first commitment involved accepting, in a broad sense, a unity- of- science viewpoint, which assumed that the social sciences lagged behind the more mature natural sciences and which posited that the former should follow in the footsteps of the latter. Often this viewpoint meant the social sciences needed to rid themselves of their involvement with a wide array of humanistic forms of inquiry, including “soft” qualitative, philosophical, historical, and normative forms of analysis. Just as importantly, social scientists had to establish a clear distinction between scientific social inquiry and other value- laden spheres of social action, such as politics, social reform, and ideology, and especially Marxist or socialist perspectives.

More positively, this viewpoint implied that the path to scientific credibility and progress lay in the pursuit of more rigorous, systematic, and quantitative investigations that promised to yield accurate predictions about what individuals, social groups, and social systems, including economic and political systems, would do under stated conditions. The other key commitment, concerning the social sciences’ practical value, indicated that this work would contribute to the national welfare and human betterment more generally through social engineering applications. This commitment often rested on an instrumental viewpoint, which regarded social science knowledge, techniques of analysis, and expertise as apolitical, nonideological, and value free. A very common idea associated with this position suggested that basic or pure scientific inquiry, whether in the social or the natural sciences, produced value- neutral knowledge of a fundamental sort. Such knowledge, in turn, provided the basis for realizing desired practical goals in a couple of ways, depending on the specific domains of investigation. Certain lines of investigation sought to place the processes of decision making on a rational basis. Other lines promised to facilitate control over individuals, social groups, and social systems. Both manners of realizing social sciences’ practical value rested on a technocratic outlook, as their proponents generally assumed that leaders and managers in various sectors of society, especially in government, comprised the most relevant audiences for social science knowledge

As the first chapter’s consideration of the NSF debate indicates and as subsequent chapters explain more fully, basic questions about the scientific identity, practical utility, and political import of the social sciences attracted extensive attention and provoked considerable controversy in the early postwar years. The second, third, and fourth chapters examine the stories of the military, the Ford Foundation, and the new NSF, respectively, to describe how each patron staked out its importance within the context of a transformed and largely new Cold War patronage system, to analyze the ways patrons and the scholars who worked most closely with them addressed long- standing questions and contemporary disputes about the social sciences and their funding, and to illuminate pointed challenges that arose as these patrons sought to advance scholarship grounded in scientistic and social engineering commitments.

By midcentury nobody doubted that the recently unified Department of Defense (DOD) was and would remain the dominant patron of American science for the foreseeable future. So for social scientists seeking support for their work in the Cold War years, the enormous defense science establishment naturally had great significance. Building on a sizable body of work about the military– social science partnership that includes many excellent accounts of specific disciplines and interdisciplinary fields of inquiry, chapter 2 focuses on the development of military funding policies and programs and examines the struggles of social scientists to establish their presence in the natural science–oriented defense science establishment. These scholars encountered persistent conservative suspicions and often found it hard to gain support from their superiors in the defense science establishment, including skeptical physical scientists.

Under these conditions, social scientists had little choice but to argue strongly for scientistic forms of inquiry and their social engineering applications. Such ideas then became pervasive in military social science agencies and programs, thereby providing valuable support to many influential fields of research in ways consistent with those social engineering commitments. Moreover, these developments stimulated the growth of the military– social science partnership, which became increasingly important to American military operations and Cold War strategy by the time of the Kennedy administration. 

Cold war social sciences – knowledge production, liberal democracy and human nature  ed M Solovey and H Cravens (2012)

https://blogs.lse.ac.uk/lsereviewofbooks/2013/06/10/book-review-cold-war-social-science-knowledge-production-liberal-democracy-and-human-nature/

https://www.academia.edu/7398929/Cold_War_Social_Science_Specter_Reality_or_Useful_Concept

The Art and Craft of Policy Analysis; Aaron Wildavsky (originally 1979) but special edition with foreward by B Guy Peters (2018). This was the analyst who almost single-handedly held the rationalist school up to ridicule and showed how political judgement came into every key decision....

Nervous States – Democracy and the decline of Reason; William Davies (2019) A Fantastic and highly original book - reviewed here by one of my favourite political science writers - David Runciman

"When Michael Gove announced before the Brexit vote that the British public had had enough of experts, he was thought to have introduced something new and shocking into our politics. As his interviewer Faisal Islam responded incredulously at the time, Gove sounded like an “Oxbridge Trump”. Davies’s book wants to give us a sense of perspective on this feeling of outrage. We shouldn’t really be so shocked, because what Gove said is at some basic level true: the claim to expertise is deeply alienating to many people. And for that reason it is nothing new – the battle between the experts and their critics has been going on for centuries.

Davies traces it back to the 17th century and to two key developments in the evolution of modern politics: the attempt to distinguish reason from emotion and the desire to separate out war from peace. A peaceful politics built on reason created the space for expertise to flourish, including the birth of modern science and the launch of learned societies to champion its cause. Experts depend on stable politics to make their case – if everyone is fighting no one has time to listen to what the boffins are saying – and stable politics depends on the authority of the state. The problem is that these categories can quickly get jumbled up. Experts start to present themselves as the ultimate authorities and to view their specialist knowledge as the voice of reason. Instead of politics making expertise possible, experts come to assume that they are the ones making politics possible. That arrogance is what alienates people, and it helps to undermine the basic distinction between reason and emotion on which modern politics depends. It makes us feel bad.

Experts depend on stable politics to make their case – if everyone is fighting no one has time to listen to what the boffins are saying. This book does a good job of showing that the two-way contest between experts and the people is really a three-way relationship: both are fighting to claim the authority of the state. Davies also identifies many of the reasons why this fight has become so fraught in recent years. Some of it has to do with the pace of change. Expertise depends on our ability to fix the world in place long enough for an agreed version of the facts to take hold: it needs time to stand still for a moment. That doesn’t happen any more. As Davies writes: “The promise of digital computing, by contrast, is to maximise sensitivity to a changing environment.” Disruption is the watchword of Silicon Valley and it spells the death knell of conventional expertise.

The other great advantage that the new breed of data analysts has over technocrats and bureaucrats is that it appears to be on the side of our emotions in an increasingly emotional age. “The hostility directed towards experts stems from a deep-lying sense that, in their attention to mathematical laws and models, they are not really interested in individual people, their desires, fears and lives. Facebook doesn’t suffer the same alienation because its ‘front end’ and ‘back end’ are so utterly different. Its users express themselves in their own words and feelings.” Unlike analogue expertise, the digital version hides behind a touchy-feely interface, notwithstanding that what lies underneath is more technically complex than ever. “As the maths has become more and more sophisticated, the user no longer even experiences it as mathematical.”

These are sparkling insights, but Nervous States can’t decide whether we are living in unprecedented times or not. As a publishing strategy, it makes sense to talk up the novelty of the current moment, but the argument frequently cuts against that. Just as the idea of post-truth starts to lose its edge when we try to find an age of truth to contrast it with (there aren’t any), so the notion of a world struggling to cope with feeling sounds more like a part of the modern human condition than a distinctively 21st-century phenomenon.

For an account that is rightly sceptical of many inflated claims to expertise, Davies’s argument is often based on versions of the same. In one instance, he uses surveys to describe the current state of popular opinion without saying anything about the limitations of such an approach. He cites a 2017 survey that showed that while 53% of Ukip supporters believe torture works, 56% think it should be permitted, meaning 3% of Ukip supporters think that we should torture people just for the hell of it. “This is a political vision,” Davies writes, “in which the infliction of physical pain, and even death, is how authority should work, whether that be in the criminal justice system, school, security services or the family.” But that is a big claim to base on the views of such a tiny number of people (given Ukip supporters in this survey would have been a minute fraction of the whole, since almost no one was voting Ukip in 2017, we are talking about only a handful of respondents). What four or five people might think doesn’t sound like the basis of a political vision to me.

The notion of a world struggling to cope with feeling sounds more like a part of the modern human condition than a distinctively 21st-century phenomenon. Where it is useful to his account, he uses factual evidence to bolster his case, yet he often undercuts it at the same time. He draws on the statistical work of the economists Anne Case and Angus Deaton to show that falling life expectancy in the US is driving feelings of insecurity, particularly in regions that voted for Trump. But he also wants to argue that these same people feel more insecure because experts routinely ignore their bodily experiences. No doubt evidence of suffering and ignorance of suffering are both part of the story. But Davies does not explain how they are related. Sometimes the facts he uses are simply wrong. He states that we now live in societies where “around 50% of people go to university and 50% don’t”, something that divides us down the middle. But while it is true that around half of young people now go to university, among older generations the figures are much lower, which means that the large majority are still not university educated. Brexit is inexplicable unless this fact is taken into account.

This is an ambitious book with plenty to commend it, which covers many concerns in our age of political upheaval – from drone warfare and safe spaces to imperialism and the Anthropocene. It represents an attempt to join up the myriad dots of our anxieties, but I could not see a way through its maze of facts and feelings, authorities and counter-authorities.