what you get here

This is not a blog which opines on current events. It rather uses incidents, books (old and new), links and papers to muse about our social endeavours.
So old posts are as good as new! And lots of useful links!

The Bucegi mountains - the range I see from the front balcony of my mountain house - are almost 120 kms from Bucharest and cannot normally be seen from the capital but some extraordinary weather conditions allowed this pic to be taken from the top of the Intercontinental Hotel in late Feb 2020

Saturday, October 17, 2009

reinventing the broken wheel



Ilia Beshkov (1901-1958 Bg)

In 1970, SM Miller published a short article - "Reinventing the Broken Wheel" - Lesson-Drawing in Social Policy" - which drew from experience of a variety of Government programmes supposedly aimed at dealing with poverty and inequality. The points should be pinned up in every Cabinet Office throughout the world - viz

· How a programme starts is important: what it promises, the expectations that it raises. The poor are frequently both suspicious and deceivable - expectations can rise very rapidly and collapse suddenly.

· Social Policy cannot substitute for economic policy and actions. Many poverty programmes have attempted to avoid this issue - only to stumble late on this finding.


· General economic expansion may not present jobs for the low trained, particularly when dual or segmented labour markets exist. They made need additional help to get and keep jobs or to raise their inadequate incomes.

· If social policies do not control major resources in their areas - eg financing in housing - they will be severely limited in what they do

· The task is not to integrate the poor and unequal into existing structures eg schools. These structures have gross inadequacies and defects. They must be changed as well - frequently also benefiting the non-poor.

· Programmes should be aware of this danger of building up dependencies - and look for ways in which their users can assume responsibility for the programme and themselves.

· One-shot, one-time programmes will have limited affects. While the complaint is often made that the poor are handicapped by a short time-span, they who are more frequently handicapped by the short time-span of public policies as policy attention wanders from one issue to another.

· Organisation is fateful. How programmes are organised affects what happens to those who deal with them. Where programmes are aimed at the short-run, have uncertain funding, high staff turnover and poor planning and organisation, it will be difficult for people to accept or benefit from them.

· People live in communities, in groups, in families. Programmes cannot successfully help them if they are treated as atomistic individuals.

· Ambitious, conflicting programme goals and activities lead to trouble. Most programmes have this problem.

· A programme is what it does; not what it would like to do or was established to do. The distribution of funds and staff time are good indicators of what an organisation actually does rather than what it believes it does or tries to convince others that it does

Local authority services were designed to deal with individuals - pupils, clients, miscreants - and do not have the perspectives, mechanisms or policies to deal with community malfunctioning. For that, structures are needed which have a "neighbourhood-focus" and "problem focus".
The Strathclyde strategy did in fact develop them - in the neighbourhood structures which allowed officers, residents and councillors to take a comprehensive view of the needs of their area and the operation of local services: and in the member-officer groups.

But we did not follow through the logic - and reduce the role of committee system which sustains so much of the policy perversities. That would have required a battle royal! After all, it took another decade before the issue of an alternative to the Committee system came on the national agenda - to be fiercely resisted by local authorities. Even now, the furthest they seem to go in their thinking is the "Cabinet system" - which has been offered as an option several times over the past 30 years (Wheatley; Stewart) but never, until now, considered worthy of even debate. The system of directly elected mayors - which serves other countries well - still does not command favour. One of the great marketing tricks of the English is to have persuaded the world of our long traditions of democracy. The truth is that our forefathers so mistrusted the dangers of unacceptable lay voices controlling the council chambers that they invented a range of traditions such as the one creating a system of dual professional and political leadership in local government. As the powers of local government increased in the post-war period - this became a recipe for confusion and irresponsibility. Little wonder that local government was called "The Headless State" (Regan). Chairmen of Committees have been able to blame Directors; and Directors, Chairmen.

In the 1990s it was interesting to see some local authorities now organised on the basis that was beginning to appear obvious to some of us in the late 1970s. The more progressive councils now have three different political structures -
· One for thinking and monitoring - ie across traditional boundaries of hierarchy, department and agency (our Member-Officer review groups)
· One for ensuring that it is performing its legal requirements (the traditional committee system) · One for acting in certain fields with other agencies to achieve agreed results (Joint Ventures for geographical areas or issues)

part VI - trying to tame the system

I realise that I am breaking the rules of blogging (and writing) by using it to serialise a longer paper. What you are reading first on a blog is the last thing written - and, at the moment, these "blogs" have references which can be properly understood only by looking at earlier "blogs".
But it's a useful process for me - since placing the text on the internet (accessible to everyone and anyone) forces me think of the reader and therefore helps editing. Generally, my first thought is for the ideas - and this is very obvious by the size of the original paper from which the text is excerpted is key paper 5 on my website which you will find on "links" (publicadmin reform).
And I do have to be clear why I bother to draft these papers (on "key papers" on the website) about the lessons from the various initiatives I've been involved with - and, in particular, about events of 30 years ago. Part of the answer, I suppose, is that international consultancy is a lonely business. You don't get the chance to take part in internal seminars - so you have to talk to yourself! That may explain the more recent papers - but not the accounts of earlier events. I suppose the reason why I still think and write about these older events is because so few others do. Those who write books are pursuing the modern - which carries with it the implication that what went before was useless. And few books are written about the work done by the hundreds of thousands of officials and councillors at the coal-face. I do feel that our sense of who we are requires us to have an historical perspective - particularly about our working lives. Who was it who wrote that without a sense of history, we are doomed to repeat all the mistakes??


In those days (the 1970s) the mythology was that the urban ghettos (which were actually the new housing schemes on the periphery of the towns and cities) had a disproportionate amount of money spent on them. The opposite was in fact true: it was the middle class who benefited disproportionately from state spending - particularly education and housing subsidy.

Up until then the attempts of a few of us to persuade our political and officer colleagues that (a) the conditions in the housing estates were unacceptable and (b) that there were better ways of using local authority resources had met with indifference and hostility. There was, we were patronisingly told, nothing we could do to change the behaviour of such people.
In 1975, however, a national Report (Born to Fail) gave us proof that the conditions were much worse in the West of Scotland than in the rest of the UK: each town had its collection of housing schemes which were seen as problematic. They could not therefore be fatalistically accepted. They were not God-given!
And, furthermore, this was not an internal report with confidential status and restricted circulation. It was a public report which had aroused the interest of the regional and national press. It could not be ignored. Some sort of response was called for.
In trying to develop a response we faced strong resistance from two sources - first the left within the Labour Party who argued that economic realities meant that there was nothing that could be done at a local level (and in this they were joined by Keynesians). Growth and redistribution were matters for national Government.
The second difficult group was the staff of the public sector whose loyalties were to their particular profession rather than to a local authority, a neighbourhood or policy group! And many staff had deeply-held prejudices about the capacity of people in these areas - and the desirability of working participatively with them - let alone other professional or local politicians.
How we devised a policy response - and its focus - had to be sensitive to these attitudes. The search for policy was also made immediately more difficult by the absence of any "experts" in the field. We knew there were none within the Council: and appeals to the local Universities produced no responses in those days.

We could, however, vaguely see four paths which had not been attempted -
· Positive Discrimination : the scope for allocating welfare State resources on a more equitable basis had been part of the "New Left" critique since the late 1950s (Townsend). Being a new organisation meant that it was to no-one's shame to admit that they did not know how exactly the money was being allocated. Studies were carried out which confirmed our suspicions that it was the richer areas which, arguably, needed certain services least (eg "pre-school" services for children) which, in fact, had the most of them! And, once discovered, this was certainly an area we considered we had a duty to engage in redistribution of resources - notwithstanding those who considered this was not for local government to attempt.
· Community Development : one of the major beliefs shared by some of us driving the new Council (borne of our own experience) was that the energies and ideas of residents and local officials in these "marginalised" areas were being frustrated by the hierarchical structures of departments whose professionals were too often prejudiced against local initiatives. Our desire was to find more creative organisational forms which would release these ideas and energies - of residents and professionals alike. This approach meant experimentation (Barr; Henderson; McConnell).
· Inter-Agency Cooperation : there needed to be a focussed priority of all departments and agencies on these areas. Educational performance and health were affected more by housing and income than by teachers and doctors! One agency - even as large as Strathclyde - could not do much on its own. An intensive round of dialogues were therefore held in 1976/77 with District Councils, Central Government, Health Boards, Universities and Voluntary Organisations: it must be said that considerable time elapsed before there were material results from this eg it was 1984 before the Joint Area Initiatives in the larger Glasgow Housing Schemes were up and running.
· Information and Income-Maximisation : the Region could certainly use its muscle to ensure that people were getting their entitlements : ie the information and advice to receive the welfare benefits many were missing out on. The campaigns mounted in the late 1970s were soon pulling millions of pounds into these areas: and served as a national model which attracted the active interest of the Minister at the time.

THE EMERGENT STRATEGY
45 areas were designated as "Areas of Priority Treatment" (APTs); to try to work differently in these areas; and to learn from that.
Basically the approach was that local residents should be encouraged to become active in the following ways -
· have their own local forums - where, with the local politicians and officials, they could monitor services and develop new projects.
· have access to a special local initiative fund - The national "Urban Programme" Fund. It was not a lot of money - 10 million dollars a year from a total development budget of 300 million and had problems referred to in section 11.1 below. But without it, there would have been little stomach for the innovative (and risky) projects. At the best of times, senior management of most departments would have been a bit ambivalent about locally designed and managed projects: and these were not the best of times!
· have their own expert advisers (more than 300 community workers and more specialist advisers (in such fields as housing, welfare benefits, credit unions, community business) in what were initially 45 designated priority areas of, on average, 10,000 people with unemployment rates of about 20%)

Such an approach allowed "a hundred flowers to bloom" - and the development in 1982, after an intensive and inclusive review of the experience of the first five years, of the principles and framework of the Social Strategy for the Eighties.

part V - more open and creative policy-making

I have written an extensive paper about the innovative work I was involved in from 1975-1990 in the Region trying to make its policies, structures and staff more sensitive to the needs and aspirations of those who lived in its poorer areas. It is paper 5 of “key papers” of my website. Here I just want to focus on the structural aspects of our work – how we tried to get officials, councillors and community activists working more productively with one another to solve problems.
This entry talks about our member-officer groups -the next entry looks at how we tried to "make a difference" in the poorer areas.
At the end of Strathclyde Region's first year of existence in 1976, a major weekend seminar of all the councillors and the new Directors was held to review the experience of the new systems of decision-making. The exhilarating experience a few of us had had of working together across the boundaries of political and professional roles first to set up the new Departments and second on the deprivation strategy was something we wanted to keep. And other councillors wanted that involvement too.
Our answer was "member-officer groups" (Young 1981). These were working groups of about 15 people (equal number of officials and councillors) given the responsibility to investigate a service or problem area - and to produce, within 12-18 months, an analysis and recommendations for action. Initially social service topics were selected - youth services, mental handicap, pre-school services and the elderly - since the inspiration, on the officer side, was very much from one of the senior Social Work officials.

The member-officer groups broke from the conventions of municipal decision-making in various ways -
· officials and members were treated as equals
· noone was assumed to have a monopoly of truth : by virtue of ideological or professional status
· the officers nominated to the groups were generally not from Headquarters - but from the field
· evidence was invited from staff and the outside world, in many cases from clients themselves
· the represented a political statement that certain issues had been neglected in the past
· the process invited external bodies (eg voluntary organisations) to give evidence
· the reports were written in frank terms : and concerned more with how existing resources were being used than with demands for more money.
· the reports were seen as the start of a process - rather than the end - with monitoring groups established once decisions had been made.

The achievements of the groups can be measured in such terms as -
· the acceptance, and implementation, of most of the reports : after all, the composition and the openness of the process generates its own momentum of understanding and commitment !
· the subsequent career development of many of their chairmen
· the value given to critical inquiry - instead of traditional party-bickering and over-simplification.
· the quality of relations between the councillors : and with the officials

With this new way of working, we had done two things. First discovered a mechanism for continuing the momentum of innovation which was the feature of the Council's first year. Now more people had the chance to apply their energies and skills in the search for improvement.
We had, however, done more - we had stumbled on far more fruitful ways of structuring local government than the traditional one (the Committee system) which focuses on one "Service" - eg Education which defines the world in terms of the client group: of one professional group and is producer-led. And whose deliberations are very sterile - as the various actors play their allotted roles (expert, leader, oppositionist, fool etc).

big was not bad



This is now what the area looks like - about one metre of snow at my level - more at higher reaches.
But Revenons aux moutons! Let's pick up the story line
I supported the reorganisation of local government – which, in 1974, not only literally decimated the number of municipalities[1] but created the massive Strathclyde Region[2].
I had gained visibility from the workshops held by my Local Government Unit on the various management, community and structural challenges and changes facing local government – and this, I think, was the main reason I found myself elected as Secretary of the ruling Labour Group[3] of that Region. Even at my young age (32) I was reasonably well-known – with an open, energetic and, perhaps most importantly, non-partisan look to me.
And in the same year, a Labour Government returned to power – and was to remain there until 1979.
In the 12 “shadow” months we had to prepare for our new responsibilities, we set up new-style policy groups to try to produce relevant solutions to the massive socio-economic problems faced by the West of Scotland[4].

Lessons about Leadership
The first elections of 1974 gave Labour a handsome majority in Strathclyde Region - 72 of the 103 seats. And on the first Sunday of May 1974, the newly-elected came together to choose the leadership of what was the largest unit of local government in Europe (with a staff of 100,000 responsible for services for half of Scotland's population: an annual budget of 3 million dollars).
The powers of the new Region had attracted a good calibre of politician - the experienced leadership of the old counties and a good mix of younger, qualified people (despite the obvious full-time nature of the job, we were expected to do it for a daily allowance of about 15 dollars. Clearly the only people who could contemplate that were the retired, the self-employed or those coming from occupations traditionally supportive of civic service - eg railwaymen and educationalists)
With a strong sense of heading into the unknown, a dual leadership was created - with the public persona (the President and Policy Leader) being someone fairly new to politics, a Presbyterian Minister (without a church) who had made his name in "urban ministry" working with the poor. Geoff Shaw inspired great respect - particularly in the world outside normal politics - and brought a new approach. He was determined to have more open and less complacent policy-making: particularly with respect to social inequalities([5]
Appointed as the Leader of the Majority Group (and therefore holding the patronage powers) was an older and politically much more experienced man - an ex-miner. Dick Stewart may not have had the formal education and eloquence of Geoff but he commanded respect (and fear!) amongst both politicians and officials of the Council for his ability to get to the heart of any matter and for his honesty. He readily grasped the key elements in any issue: and would not easily deviate from policy. To persuade him to change, you had to have very strong arguments or forces on your side - and a great deal of patience. This made for policy stability: occasionally frustrating but so much more acceptable than the vacillation and fudge which passes for so much policy-making! Geoff stood for moral direction: Dick for order.
Both had a deep sense of justice: and utter integrity to their principles. And the new political structures unusually adopted for this most unusual of local authorities gave them both an equal share in policy leadership.
The difference in perspectives and styles occasionally caused problems: but both approaches were very much needed in the early years. In some ways one saw the same dynamic in the early years of the Czech Republic - between Havel and Klaus. It raises interesting questions about whether - and how - such dualism could be institutionalised in local government.
Sadly, when in 1978, the Convener died, the tensions led to a rethink of the concept: and all power concentrated in the hands of the Leader.
changing the balance of power
In 1975 I gained some prominence by being one of the contributors to the Red Paper on Scotland edited by Gordon Brown - who was even then being talked about as a future Prime Minister. In that paper[6] I exposed the narrowness of vision of Labour groups controlling then so many Scottish municipalities – and in various lectures to professional associations I challenged the way they treated the public. Ironically, by then, I was part of the leadership of an organisation which managed the largest collection of professionals in the British Isles!
Influenced by John Stewart of INLOGOV, I became a big critic of the committee basis of local government – accusing it of being a legitimiser of officer control. We developed a more independent tool for policy development - member-officer groups. Being of more analytical than political stock and without leadership ambitions, I saw (and learned from close quarters about) various styles of leadership[7] - both political and administrative. These were the years of the “Yes Minister” BBC Programme - which exposed the machinations of civil servants in the British political system and I could see the same processes at work in our large Region. I became an early fan of elected mayors which I saw as redressing the balance of power better toward the electorate. My theory of change in those days was best summed up in the phrase – “pincer-strategy” ie a combination of reformers inside government and pressure from outside might produce change. All this was before the vast literature on change management....

a strategy for reform
I was lucky (to put it mildly) in having a job as lecturer in liberal studies. The Polytechnic had aspirations to Degree work but this required many years of careful preparations and, for 10 years I was required only to arouse the interest of various diploma students in current affairs. I read widely – particularly in public management - but, particularly from 1975, my full-time job was effectively the political one. And the task into which I threw myself was that of dealing with the problems of “multiple deprivation”[8] which had been vividly exposed in a 1973 national report and which our Council accepted as its prime challenge in 1975 and developed in 1978 into a coherent strategy. It was this strategy I reviewed – with the help of 6 major Community Conferences – and reformulated as the Council’s key policy document - Social Strategy for the 80s. I will talk about this in the next instalment.....

We were trying to change both an organisational system and a social condition and were very much feeling our way. Social inclusion has now – 30 years on - developed a huge literature but there was little to guide us in those days. I therefore drafted and published reflective pieces about our work, assumptions and learning in various national journals and books[9] – and was heartened with the invitations I received from other local authorities to speak to them.
The Tavistock Institute[10] also included the Region in a research project on inter-organisational relations and invited me to serve on the steering committee. This encouraged my interest in organisational development. And the dissertation for the policy analysis MSc I took in 1983 was on “organisational learning”. So, in a way, I was already preparing the ground for my subsequent move into consultancy.

[1] Changing a 4 tier system of 650 local authorities to a 2 tier system of 65.
[2] Covering half of Scotland’s population and employing staff of 100,000 (we were the Education, Police and Social Work authority)
[3] A position which allowed me to participate in the informal meetings which would decide key issues ahead of the weekly cabinet meetings. This position was voted in 2 yearly elections of Labour councillors – and I held the position successfully for 18 years by virtue of not belonging to any political clique. There were four of us in various key leadership roles and we were known as “the gang of four” – an allusion to the Chinese leadership of that time!
[4] Helped by the work of the West Central Scotland Planning group – but the publication in 1973 of the national study “Born to Fail?” was the catalyst to action.
[5] See Geoff by Ron Ferguson.
[6] “The Red paper” was seminal in raising radical political and economic issues about Scottish governance. It appeared in the middle of an active political debate about devolution of powers to a Scottish parliament and questions about how the new Regions would fit with a Scottish parliament. The title of my paper - “What sort of Overgovernment?” – was trying to suggest that a more profound issue was how those with power treated the powerless.
[7] Leadership was all the rage in management books – but the best book, for me, remains The Leaders we deserve Alaister Mant (Blackwell 1985).
[8] Now known as “social exclusion”
[9] The first 2 major articles (10,000 words apiece on multiple deprivation and how to tackle it; and second on the different strands of community development!) appeared in Social Work Today in November 1976 and February 1977 - thanks to the perspective of its new editor Des Wilson whose “Cathy come Home” documentary had exposed the scale of homelessness in UK. In both pieces, I showed the importance of “policy framing”. The second paper was subsequently reproduced in the book Readings in Community Development ed Thomas
[10] Influenced by people such as Fred Emery and Trist – and Walter Bion

seminal reading and experiences

Honore Daumier

Smuggler
Watch him when he opens
his bulging words – justice
Fraternity, freedom, internationalism, peace,
Peace, peace. Make it your custom
to pay no heed
to his frank look, his visas, his stamps
and signatures. Make it
your duty to spread out their contents
in a clear light

Nobody with such luggage
has nothing to declare

Norman MacCaig (1966)

So continues the account of my life and lessons - a modern Candide

The 1960s presented – through books, articles and official investigations - a tremendous critique of British society. The most famous book of that era was one by Michael Shanks called “The Stagnant Society” (1961). The title said it all – but it was also official Government Commissions in the late 1960s which concluded that our civil service, local government and industrial relations systems, for example, were not “fit for purpose”[1]. My university degree in political economy, sociology and politics had given me the arrogance of the iconoclast – although reading of people such as Tony Crosland[2] and Karl Popper[3] had made me an incrementalist rather than a hard leftist which was in fashion. I was, however, an avid reader of the New Left Review[4] and active in the Young Socialist movement.
After University, I worked briefly and unhappily in both the private, central and local government and consultancy sectors until I was appointed Lecturer in social studies at a polytechnic in 1968 – the same year I became a Labour councillor – on a town council which the Liberals had recently taken over. The rump Labour group was somewhat demoralised and - as an energetic middle class graduate - I immediately became its Secretary – thereby skipping the normal “apprenticeship” which new boys normally serve.
The student riots of 1968 may have passed – but the literature which was coming from the anti-poverty programmes[5] on both sides of the Atlantic painted an ugly picture of how systems of public administration treated the poor and marginalised. Books such as Future Shock[6], Beyond the Stable State[7]; Dilemmas of Social Reform[8] and Deschooling Society[9] were grist to my mill – sketching out, as they did, the impossibility of the bureaucratic model of organisation continuing. Robert Michels’ “iron law of oligarchy” and Saul Alinsky’s work also made a lot of sense to me! The first – written from Austrian experience at the beginning of the 20 century - showed how power corrupts trade unionists and social democrats; the second – from a mid century Chicago base – showed how the powerless could change things.

Management theory was beginning to percolate through to us – but in a rather simplistic way. These were the days when Drucker had it all his own way in the bookshops[10]. Better management – in both the public and private sector - was seen as necessary although initially this was seen to come more from coordinating structures rather than new skills or perspectives.
I was in the system – but not part of it – more a fly on the wall. The title of an early paper I wrote – “From corporate planning to community action”[11] reflected the attempt I was making to ride the 2 horses of internal reform and pressure group politics (always uncomfortable!).

I was beginning to understand how we all play the roles we are given – how the roles are masks we put on (and can take off). A cartoon I had on my wall during university years from the left-wing New Statesman said it very well – it depicted various stern figures of power (judges, generals, headmasters, clergymen etc) and then revealed the very angry and anguished faces beneath.[12].

1970/71 was a seminal year for me. I took on my first serious public responsibilities – becoming chairman of the Social Work Committee for a poor shipbuilding conurbation of 100,000 people. Scottish legislation had just given social work authorities an invitation to “promote social welfare” – and to do so by engaging the public in more strategic work to deal with the conditions which marginalised low-status and stigmatised groups. And the area I had represented since 1968 on the town council certainly had more than its fair share of such people. An early step I took with my new authority was to institute an annual workshop of community groups to identify and help deal with key problems of the town. I find it sad that this approach is still being discovered in Britain as “cutting edge” stuff!

The community groups I worked with were very effective in their various projects concerned with adult education and youth, for example, but one of the most powerful lessons I learned was how much many professionals in the system disliked such community initiatives[13]. It was also quite a shock to realise how suspicious my own Labour colleagues were of the people they were supposed to represent and support - working class people like themselves! Instead they echoed the reservations and criticisms of the officials. One of the things I was learning was the subtle and often implicit ways those with power made sure they kept control – whether in the formality of language used or in the layout of meetings. A national programme set up by the Labour Government (the Community development Programme) was beginning to produce radical critiques which chimed with my experience - although labour politicians (national and local) found this work threatening.

One of the most interesting individuals in the UK trying to help community groups was Tony Gibson[14] - who developed simple planning kits to level the playing field. Suspicious even of the community development work we were doing as part of Social Work, I negotiated Rowntree Foundation support for an independent community action project in one of the areas I represented. At that stage I forged a curious alliance with the Leader of the national Liberal party (Jo Grimond) who was also a Rowntree Trustee and who would faithfully attend the project's Steering Committee meetings in a desolate council flat! At one and the same time I was the Leader of the local social welfare system and also part of a system which was challenging such systems. I immersed myself in the literature on community development and was seen as a bit of a maverick by my labour colleagues.

[1] The Royal Commissions set up by the 1964 Labour Government played an important role -looking at such problematic areas as Civil Service (known as Fulton after the Lord who chaired it – ditto for other Commissions); Local Government (Redcliffe-Maud in England and Wales; Wheatley in Scotland); Broadcasting (Annan); Industrial Relations (Donovan); Local Government Finance (Layfield); Devolution (Kilbrandon) etc[2] The Future of Socialism (1956) and The Conservative Enemy (1962)[3] Although first issued in 1941, it was not until the 1960s that “The Open Society and its enemies” became well known in the UK  [4] www.newleftreview.org
[5]  In UK the more sedate language of “community development” was used.[6] Alvin and Heideh Toffler (1970)[7] Donald Schon (1973). This was the book which followed from the 1970 Reith lecture he delivered on BBC. Along with Gaitskell’s defiant Labour Conference speech (of 1961), this was the most riveting piece of media broadcasting I have ever heard.[8] Marris and Rein (1973)[9] Ivan Illich[10] Now, its a real challenge to recommend best buys for (a) understanding organisations and/or (b) challenging and changing them. But I do attempt this in one of the key papers on my website.[11] In the series of ruminations from my local government work I published under the aegis of the Local Government Research Unit which I established at Paisley College of Technology. The most important of these was a small book in 1977 "The Search for Democracy – a guide to Scottish local government". This was aimed at the general public and written around 43 questions I found people asking about local government.[12] Georg Grosz gave these figures (in Weimar Germany) an even more savage treatment – see http://www.austinkleon.com/2007/12/09/the-drawings-of-george-grosz/
[13] Education, police and leisure were the worst offenders – as is clear from the small book about work in one of the communities - View from the Hill by Sheila McKay and Larry Herman (Local Government Research Unit 1970) See David Korton’s example...page 11 The Great Reckoning (Kumarian Press 2006)[14] People Power

Friday, October 16, 2009

fathers


my father - a painting commissioned from Yuliana Sotirova (who worked only from a black and white photo!)
We are all shaped by our upbringing – family; neighbourhood; and education. My father was a Presbyterian Minister (in a Scottish shipbuilding town) whom I would like to have known better. Last year I found myself discussing the possible establishment of a series of lectures (better perhaps “conversations”) which would celebrate my father’s passions and values. These can be tentatively but not adequately expressed in such words as understanding.. tolerance.. sharing.... service....exploration.... reconciliation.... and also, in pastimes, such as "boats, books, bees and bens".
The discussion involved me drafting the following thoughts - partly in an effort to clarify why I felt my father's memory deserved "resurrection"; partly because I was aware that he represented a world we have lost and should celebrate. And partly, I realise, because I was trying to find out what being Scottish now means to me. Scotland's Minister of Justice suggested - in his defence of his recent, controversial release of the so-called Lockerbie bomber - that there distinctive Scottish values....

Memorials are normally for famous people – but the point about my father is that he had no affectations or ambitions (at least that I knew about!) and was simply “well ken’t” and loved in several distinct communities. It was enough for him to serve one community (Mount Pleasant Church in Greenock for 50 years) and to use his time on earth to try to open up - to a range of very different types of individuals - the richness of other fields of knowledge. So he tutored in ancient languages and history – he was a prison chaplain – he was chairman of Greenock’s McLellan Gallery and Philosophical Society – latterly he was a lecturer on a British circuit about his travels (which included an expedition to Greenland in his sixties!). In all of this, of course, he was quietly supported by my mother - about whom I will write separately.

His well-known passions for books and travel were expressions of his passion for the world. His service as an independent (“moderate”) councillor (and Baillie) on Greenock Town Council equally showed his lack of dogma and his openness. When, in my late teens, I became both an atheist and socialist (offending some of our West-end neighbours) I felt only his quiet pride that I was, in my own way, searching for myself and, in different ways, living up to his values[1].

1. Serving the community – love and professionalism
My father was much respected by people – the support and service he offered to his those in trouble; his modesty; the quiet way he wore his learning. Like many other similar people he received little official recognition. Strathclyde Region’s first Convener, Geoff Shaw, was also a Church of Scotland Minister who struck a chord with so many people in the mid-1970s – coming into politics late from a "community-based" ministry - but then died so tragically early. Just as appreciated – but behind the scenes - was the old miner (Dick Stewart) who actually led the Region politically for its first decade.
They were perhaps the last generation which made Scotland what it is. The last 25 years have celebrated a different – more ambitious and greedy – global ethic.
I noticed a wonderful piece in Scottish Review in 2008 - by Kenneth Roy - about how people like the radical Rev George McLeod influenced the shop steward Jimmy Reid who led the Clyde shipyard sit-ins in the 1970s. We need more of these intellectual vignettes.
The importance of such role models has, of course, been rediscovered recently – and integrated into government strategies. And the importance of communities and service has been stressed incessantly by government agencies for 30 years in Scotland – but perhaps government is now too dominant and impatient a partner?
Like other sons (and daughters) of Scottish Presbyterian Ministers, I threw myself into politics – but this took an unconventional route as my mission was to try to reform what I saw as a centralised system which denied a voice to many people. Community development was the name of the game for me.
I continued my belief in social engineering in the new career I developed from 1990 as an EU adviser to central European and Asian governments as they tried to restructure their systems of government. Very much moving on the periphery - a balancing skill I learned at my parent's West-end house as I cultivated the East end!
There is a lot of talk about the cynicism with politics and politicians – Robert Michels[2] warned more than a hundred years ago of the dangers of professionalization[3]. Perhaps, however, some of the fault lies in the arrogance embodied in the ideology behind the social sciences which came of age as I did in the late 1960s and underpinned the claims not only of the new financial system but of the new public management which was forged here in Britain and has been so assiduously marketed abroad.
Scotland served in the 1990s as an important example to other European countries about community regeneration; its new parliament took up the theme of social inclusion which some of us started 30 years ago; and Strathclyde University is the centre, for example, of a very important network which shares information and best practice relating to the massive EU Structural Funds.
But what does this all really mean for the hopes and dreams of the people a parish Minister or priest deals with? The language in which the business of government (and think tanks) is conducted excludes many people. And there can be no communities without shared language – one of Greenock’s most neglected figures[4] was very eloquent about this. And much policy discussion is conducted without reference to lessons from previous periods or places.
There’s an issue struggling to get out here – I can’t quite define it – “How to act when we are aware of the counter-productivity of good intentions?” “How inject dose of humility into political and administrative class?” “Evil in government[5]?” Various figures – such as Bob Holman and Alaister McIntosh[6] – might be invited to contribute to such a debate.

2. Reconciliation and understanding
My father was one of the first Scottish Ministers in the late 1940s to establish contact with a German Presbytery (Heiligenkirchen; Detmold; Bad Meinberg) and to organise mutual exchanges. The network this created continued until my mother’s death in 2005.
Now such European exchanges are two-a-penny, institutionalised and achieve exactly what? Their equivalents these days would be exchanges with mosques in Bosnia, Iran, Indonesia, Pakistan and Uzbekistan – who’s game?

One of Scotland’s self-acknowledged weaknesses is reflected in the “Wha’s like us!” cry. Of course, we refer with pride to the “Auld Alliance”[7] and the links we established with the European Commission in the 80s as signs that we are better Europeans than our southern neighbours; and a Scottish Parliament and Executive is able to give Scotland a more official range of international contacts. But perhaps they are being used for too selfish and immediate ends? Of course Scotland has become home to various refugee groups – and their support and integration is taken very seriously by statutory and voluntary agencies. But, as a society, have we really embraced and learned from them?

My father was a passionate (and single) traveller – almost in the mould of Patrick Leigh Fermor – certainly in his travels (with camera and in kilt) in the hinterlands of Greece in the 1970s - when he had to update his biblical Greek!. Austria was also a favourite haunt – although more sedately with my mother. Not content with the voyage itself, he wanted to pass on the experience to others and arouse their interest in “others”. And so he photographed – and became active in a national lecture circuit. He passed these passions to me – and was, for example, indirectly, responsible for me being there on the wrong side of East Germany as the Soviet tanks sped to support the building of the Berlin wall in August 1963. And the passion for travel and photography have been passed, in turn, to my daughter Hilary.
The 1990s opened up Central Europe to me – what a shame he was no longer there to share the discoveries with me. I was very taken to discover the role which a Scotsman - Robert Seton-Watson - had played in the early part of the 20th century in creating the 2 countries of Slovakia and Romania which have become particuarly dear to me. My father would also have been fascinated with my seven years in Uzbekistan, Azerbaijan and Kyrgyzstan – where the Scottish track is not so easy to find. But the UK Ambassador in Tashkent (Craig Murray) was driven to his confrontation with the Foreign Office by Scottish values – and people and songs in poor and mountainous Kyrgyzstan have such strong similarities with Scotland!
But how can travel give such meaning in these very different globalised and ecological times? What can Scotland contribute?

3. Bees, bens and boats
Coming to Greenock (from Kilcreggan and Helensburgh) just before the outbreak of the second World War, it is hardly surprising that my father developed a passion for boats – and, during the war, served on the small naval boats which patrolled the River Clyde and Scotland's west coast. Apparently my birth was announced to him on one of these patrols. And one of my first holiday memories is a small boat he had hired (“The Elspeth”) to take us to places like Tighnabruaich! And the motor-boat which was our life-line for 4 glorious summers in the early 50s between Calve Island in Tobermory Bay and the shops. Colonsay was another site for memorable childhood holidays. Another memory is his tending his bees at the bottom of the manse garden.
My father was not only a keen hill-walker but knew and climbed with some of the early writers about Scottish Mountaineering – such as Bennie Humble. Needless to say, he never had a car.
Now we have writers and books such as Robert McFarlane’s “Mountains of the Mind” which rediscover the meanings behind such passions.

4. Mapping, collecting and sharing-
And of course the McLellan Gallery which my father chaired for how many years! This marking his passion to share the beauty and richness of the world. I noticed the books then – more than the paintings. Now I can appreciate both. I remember a shop in Venice in the early 1980s – which had been making paper for 6 centuries. I stumbled in 1989 on a small print shop in Berlin with a poem celebrating bookmaking (in the non-Greenock sense). To him I owe the love I have developed for visiting European art galleries – particularly the less-well known of Germany and Belgium. Recent examples are encounters in remote Slovak and Bulgarian villages with custodians of amazing collections of paintings – eg Moymirovce and Smolyan – who have no resources for their preservation let alone websites. And the incredible, unknown Uzbek art (bought up now undoubtedly by Moscow (snake) oil tycoons. How does a rich society like Scotland support such work?

5. Fathers
Why do we take so long to appreciate our fathers? When he was alive I found it difficult to communicate with him at any other than a superficial level. That was my fault.

Possible contributors
Apart from those mentioned above, I think of someone like Neil Ascherson who wrote initially about Poland (and tracked the rise and victory of Solidarity). Who knows about the 16th century Scottish community of Gdansk? Ascherson then extended his musings to the fascinating area of the Black Sea (including the influence of the Greeks) and wrote latterly about "The Stones of Scotland".
Christopher Harvie’s contribution as a commentator on Scotland’s history - with his 20 years at Tubingen University and now in the Scottish Assembly.

[1] I will never forget his quiet welcome when I returned home one evening in the early 1960s with Pat Arrowsmith in tow – then one of the most prominent (and female!) practitioner of non-violent demonstrations against the H-bomb.
[2] The Iron Law of Oligarchy
[3] And JP Saul’s Voltaire’s Bastards on the evil of technocracy
[4] The poet WS Graham
[5] Robert Fisk’s The Great War for Civilisation is the key reference for this
[6] http://www.alaistermcintosh.com/
[7] Which Scotland had in 17th and 18th centuries with England’s enemy - France

making bureaucracy transparent and accountable


In all the complex discussions about accountability of public systems we sometimes miss the simple examples - which require individual integrity and the stubborness which comes from a belief that one's actions can and will produce results. Today brings such an example. The Scottish Review is a website driven by a retired Scottish journalist - which E-mails you 2-3 articles every 3 times a week (and some gloriously quirky photogarphs of Scotland). A week or so ago he identified a withdrawal from the public domain of the identity of 300 members of a tribunal for mental health and conducted a small campaign - which was today victorious. The names are back on the website.

It confirms my view that it only needs a few determined people to make enough (rational) noise to beat the bureaucrats. The EC Delegation in Macedonia seems to need such treatment. Bids for EC projects are valid for 3 months - and this period expired earlier this week without any news of the results of a project I was interested in there. I had written earlier to its Procurement Supplies Head to ask about progress - pointing out to him that it was normal to know the results within 1 month and that, if we experts observed strictly the 3 months' availability commitment, we would have periods of unemployment of at least one year. I got a reply which indicated they were not interested in this - but only in "obeying rules" (shades of the Nuernberg defence).
When I wrote to him yesterday to tell him that the Delegation was now in breach of those rules; and that I had heard that a cowboy company had won the contract, he replied the very next day. I appreciate this (many would not reply). But the reply included a veiled threat - "I am surprised that you claim to have information on the outcome of the procedure and hope very much that your remark on the assumed winner will not fall back on you (if you happen to be the lucky one) or that another company will not take it too seriously . Otherwise you might face eventual pursuits". Clearly the guy is not used to be spoken to bluntly. That is one of the weaknesses of the bureaucratic status. Maybe Mao had something when he laid down the requirement for work in the fields!
By the way, the reason there are so many postings today is that I am snowed in. Overnight the mountains collected a metre of snow - and it has been snowing all day around the house to about half a metre.